The Federal Drug Testing Custody and Control Form is a critical document that facilitates the process of collecting and testing specimens for the presence of drugs. Utilized by employers and drug testing facilities, it ensures the integrity of the test by tracking the specimen from collection to the final analysis. This form records detailed information, including the type of test conducted, the substances screened for, and the test results, while adhering to federal requirements.
At the heart of ensuring a drug-free workplace and maintaining safety standards, the Federal Drug Testing Custody and Control Form plays a pivotal role in the drug testing process. Employers and collectors use this form, which outlines every step from the collection of a specimen to the final testing at a laboratory, ensuring a clear, auditable trail. Identified by its form number, QD20315-FED, and revised as of October 2010, the form includes critical sections such as employer and Medical Review Officer (MRO) details, the reason for the test (e.g., pre-employment, random, reasonable suspicion, post-accident), and the types of drugs tested for. The form facilitates compliance with regulations from authorities such as the Department of Transportation (DOT) and Health and Human Services (HHS), listing specific agencies under DOT for a more tailored approach. The procedure for collecting the sample is meticulously detailed, emphasizing temperature checks, split or single collection, and observations made during the process. The chain of custody initiated by the collector and completed by the testing facility ensures the specimen's integrity. Moreover, the reporting section captures the test results, flagging any specimen as negative, positive, diluted, adulterated, substituted, or invalid, thereby making this document an essential tool in upholding both safety and compliance standards in environments where drug testing is a prerequisite.
FEDERAL DRUG TESTING CUSTODY AND CONTROL FORM
800-877-7484
SPECIMEN ID NO.
STEP 1: COMPLETED BY COLLECTOR OR EMPLOYER REPRESENTATIVE
LAB ACCESSION NO.
Quest, Quest Diagnostics, the associated logo and all associated Quest Diagnostics marks are the trademarks of Quest Diagnostics Incorporated. © Quest Diagnostics Incorporated. All rights reserved. QD20315-FED. Revised 10/10. SC2K - 111192.
A. Employer Name, Address, I.D. No.
B. MRO Name, Address, Phone and Fax No.
C. Donor SSN or Employee I.D. No. _______________________________________________________________
D. SpecifyTesting Authority: HHS
NRC
DOT – Specify DOT Agency: FMCSA
FAA
FRA FTA PHMSA USCG
E. Reason forTest: Pre-employment
Random
Reasonable Suspicion Cause Post Accident
Return to Duty
Follow-up Other (specify) ____________________________
F. DrugTests to be Performed:
THC, COC, PCP, OPI, AMP
THC & COC Only
Other (specify) ________________________________________________
G. Collection Site Name:
Collection Site Code:
Address:
Collector Phone No.:
City, State and Zip:
Collector Fax No.:
STEP 2: COMPLETED BY COLLECTOR (make remarks when appropriate) Collector reads specimen temperature within 4 minutes.
Temperature between 90° and 100° F? Yes No, Enter Remark
Collection: Split Single None Provided, Enter Remark
Observed, (Enter Remark)
REMARKS
STEP 3: Collector affixes bottle seal(s) to bottle(s). Collector dates seal(s). Donor initials seal(s). Donor completes STEP 5 on Copy 2 (MRO Copy)
STEP 4: CHAIN OF CUSTODY - INITIATED BY COLLECTOR AND COMPLETED BY TEST FACILITY
I certify that the specimen given to me by the donor identified in the certification section on Copy 2 of this form was
SPECIMEN BOTTLE(S) RELEASED TO:
collected, labeled, sealed, and released to the Delivery Service noted in accordance with applicable Federal requirements.
Quest Diagnostics Courier
X
FedEx
Signature of Collector
Other
AM
PM
(Print) Collector's Name (First, MI, Last)
Date (Mo./Day/Yr.)
Time of Collection
Name of Delivery Service
RECEIVED AT LAB OR IITF:
Primary Specimen
Bottle Seal Intact
Yes No
Signature of Accessioner
If No, Enter remarks
in Step 5A.
(Print) Accessioner’s Name (First, MI, Last)
STEP 5A: PRIMARY SPECIMEN REPORT - COMPLETED BY TEST FACILITY
NEGATIVE
POSITIVE for:
Marijuana Metabolite ( 9-THCA)
6- Acetylmorphine
Methamphetamine
MDMA
DILUTE
Cocaine Metabolite (BZE)
Morphine
Amphetamine
MDA
PCP
Codeine
MDEA
REJECTED FOR TESTING
ADULTERATED
SUBSTITUTED
INVALID RESULT
REMARKS:
Test Facility (if different from above):
I certify that the specimen identified on this form was examined upon receipt, handled using chain of custody procedures, analyzed, and reported in accordance with applicable Federal requirements.
Signature of Certifying Scientist
(Print) Certifying Scientist's Name (First, MI, Last)
STEP 5b: COMPLETED BY SPLIT TESTING LABORATORY
RECONFIRMED FAILED TO RECONFIRM - REASON ____________________________________________
___________________________________________
I certify that the split specimen identified on this form was examined upon receipt, handled using chain of custody
procedures, analyzed and reported in accordance with applicable Federal requirements.
Laboratory Name
Laboratory Address
OMB No. 0930-0158
PRESS HARD - YOU ARE MAKING MULTIPLE COPIES
Filling out the Federal Drug Testing Custody and Control Form is a critical step towards ensuring a proper and compliant drug testing process. This form serves as a detailed record from the collection of the specimen through to the analysis and reporting of the test results. By carefully following the instructions, one can ensure that all the necessary information is accurately captured, which is essential for maintaining the integrity of the testing process. Below are the steps needed to correctly fill out the form.
After completing these steps, it's important to press hard on the form because multiple copies are being made, ensuring all parties receive a legible copy. The form also notes to keep a careful chain of custody and follow Federal requirements throughout the process, ensuring the integrity and validity of the test results.
What is the purpose of the Federal Drug Testing Custody and Control Form?
The Federal Drug Testing Custody and Control Form (CCF) is designed for use in work-related drug testing scenarios, including pre-employment screening, random testing, reasonable suspicion/cause investigations, post-accident analysis, return-to-duty evaluations, and follow-up tests. This form serves as the official documentation ensuring that the entire process from specimen collection through the lab analysis is performed with integrity, accuracy, and in compliance with federal regulations. It provides a record of the chain of custody of the specimen, documenting each person who handles the specimen through its journey from collection to the lab analysis and reporting.
Who is required to complete the different steps outlined in the form?
Step 1 of the form is meant to be filled out by the collector or an employer representative. This part captures critical information such as employer details, the Medical Review Officer (MRO)'s information, the donor's Social Security or Employee ID number, the testing authority and reason for the test, as well as the designated drug tests. Step 2 is for the collector to complete, documenting the specimen collection process, including temperature checks, type of collection, and any remarks. Step 3 involves the collector securing the specimen with a seal which the donor then initials. Step 4 marks the point where the collector officially hands off the specimen to a delivery service for transport to the testing facility, documenting the chain of custody. Finally, the results are processed and documented in Step 5 by the testing facility and potentially a second testing facility if a split sample analysis is required.
What is the significance of specimen temperature, and why is it checked?
The temperature of a urine specimen is a critical parameter that is checked within four minutes of collection to ensure its authenticity. An acceptable temperature range is between 90° and 100° Fahrenheit (32°- 37°C). This check helps to verify that the sample is fresh and has not been tampered with, substituted, or altered in any way. A temperature outside of this range might indicate potential fraud or contamination of the sample, warranting further investigation or a direct observation re-collection.
What do the terms "Split" and "Single" under the collection type mean?
"Split" and "Single" refer to the types of specimen collection methods. A "Split" collection involves dividing the urine specimen into two separate bottles, designated as the primary and the split specimen. This method allows for a second analysis to be conducted, if needed, either for verification of the initial test results at a different lab or if the original results are challenged. A "Single" collection means that the urine sample is collected in only one bottle and there is no secondary specimen available for retesting. The choice between these methods depends on the specific requirements of the drug testing program or the employer’s policy.
How does the Chain of Custody process work?
The Chain of Custody (CoC) process is a procedural safeguard that ensures the integrity, security, and traceability of the drug testing specimen from the moment of collection through to the lab analysis and reporting of results. Each individual who handles or takes responsibility for the specimen must document their actions and any changes to the specimen's status on the CCF. This includes documenting the transfer of the specimen from the donor to the collector, the seal of the specimen container, the handover to the courier, its receipt at the laboratory, and during analysis. The CoC helps prevent tampering, contamination, or mishandling of the specimen, ensuring the reliability of the test results.
Can an employer specify the type of drug tests to be performed?
Yes, an employer can specify the type of drug tests to be performed, as indicated in Section F of the Federal Drug Testing Custody and Control Form. The form allows for the selection of standard drug panels such as THC, COC, PCP, OPI, AMP (reflecting marijuana, cocaine, phencyclidine, opiates, and amphetamines, respectively) or any combination thereof. Employers can also request additional tests or specify particular substances by selecting "Other" and providing details. The selection is often guided by federal regulations, industry standards, or company policy, particularly for positions that are safety-sensitive or regulated by specific federal agencies.
One common mistake that arises when filling out the Federal Drug Testing Custody and Control Form is the improper documentation of the employer's and Medical Review Officer's (MRO) details, including names, addresses, and identification numbers. This mistake can lead to confusion and delays in the review and reporting process. Ensuring that these details are correctly entered is crucial for the smooth handling and processing of the test results.
Another area where errors frequently occur is in the specification of the testing authority and the type of tests to be performed. Some individuals mistakenly leave these sections incomplete or incorrectly specify the DOT agency involved or the drugs for which the testing is required. This can result in unnecessary delays and sometimes the need for retesting if the wrong type of test is conducted initially.
Incorrect or incomplete recording of the donor's Social Security Number (SSN) or Employee ID Number is also a common mistake. This critical information links the test to the individual, and any error in this area can compromise the integrity of the test results, leading to misidentification or loss of vital data.
Errors made in the collection site information, including the name, address, and contact details of the collection site, can also pose significant problems. This information is vital for any necessary follow-ups or clarifications. Mistakes in this section can hinder communication and delay the overall testing process.
The failure to properly document the specimen temperature within the required timeframe is another common error. This step is crucial to validate the sample's integrity. Neglecting this step or recording it inaccurately may result in the specimen being rejected or questioned, affecting the credibility of the test results.
Lastly, collectors and donors often make mistakes in the chain of custody section. This includes improperly affixing or initialing the bottle seals and inaccurately completing the chain of custody documentation. These errors can lead to questions about the sample's security and integrity, potentially invalidating the test results. Ensuring that each step in this process is completed correctly and thoroughly is essential for maintaining the test's validity and trustworthiness.
In conjunction with the Drug Screen Form, a variety of other documents and forms are often utilized to ensure compliance with legal requirements, maintain accurate records, and support the overall process of employment-related drug testing. These documents serve various purposes, from providing consent and understanding of the drug testing policy to reporting and analyzing the results.
Together, these documents create a framework that supports the integrity and fairness of the drug testing process. They ensure that tests are conducted properly, results are accurately reported and interpreted, and individuals' rights are protected throughout the process.
The Employment Application forms share commonalities with the Federal Drug Testing Custody and Control Form, especially in the collection of personal and sensitive information. Employment applications often require prospective employees to provide personal identifiers, similar to the donor SSN or Employee ID No. mentioned in the Drug Screen Form. Both documents serve to verify the individual's identity and eligibility for a certain position, with the difference being the specific context in which the information is used.
Background Check Authorization forms, just like the Drug Screen Form, are tools used by employers to ensure the suitability of a candidate for employment. Where the Drug Screen Form focuses on verifying the absence of prohibited substances in an applicant's system, Background Check Authorization forms seek to verify the accuracy of information provided by the applicant and to uncover relevant legal and financial history. Both are integral to the hiring process and require the explicit consent of the applicant.
Medical Release forms and the Federal Drug Testing Custody and Control Form both involve handling sensitive personal health information. Medical Release forms allow the sharing of an individual's health history between healthcare providers or with an employer under certain conditions, similar to how test results are communicated through the Drug Testing process. Both types of documents are governed by privacy regulations that protect the individual's information.
Consent forms, used in various contexts, bear a resemblance to the Drug Screen Form in their function of acquiring explicit permission from an individual to proceed with a certain action. Whether it's for participation in an activity, research, or medical procedure, consent forms, like the Drug Screen Form, ensure that the individual is fully informed and agrees to the terms set forth, acknowledging potential risks and benefits.
Employee Orientation Checklists often complementary to the Drug Screen Form, are utilized to guide new hires through the initial stages of employment, ensuring they complete all necessary paperwork, including drug testing if required. While the orientation checklist is broader in scope, covering various aspects of onboarding, the inclusion of drug testing highlights its importance in the overall process of integrating into a new work environment.
Incident Report forms serve a distinct purpose but relate to the Drug Screen Form through their use in documenting specific events. In the context of workplace accidents, an Incident Report may trigger the need for a post-accident drug screen to determine if substance use was a contributing factor. Both forms are critical in maintaining workplace safety and compliance with policies.
Return-to-Work forms, often used in coordination with Drug Screen Forms, are necessary when an employee is ready to resume duties after a period of absence due to illness, injury, or suspension. The completion of a drug test, documented through the Drug Screen Form, may be a prerequisite to filling out a Return-to-Work form, ensuring the employee is fit to return to their responsibilities.
Confidentiality Agreements, while not directly related to the substance of the Drug Screen Form, share the theme of handling sensitive information with care. Just as Confidentiality Agreements protect the proprietary information and privacy of the parties involved, the Drug Screen Form ensures that the results of drug tests are handled in accordance with privacy laws and regulations, maintaining the confidentiality of the individual's test results.
Performance Review forms, essential to evaluating an employee's work over a given period, intersect with the Drug Screen Form in scenarios where job performance may be impacted by substance use. While Performance Reviews assess an array of competencies and achievements, the results from a Drug Screen could inform aspects of the review, particularly if job performance is suspected to be affected by drug use.
Occupational Health and Safety Assessment forms aim to ensure a safe work environment and may require drug testing as part of their safety protocol, similar to the preemptive measures seen in the Drug Screen Form. Both documents are crucial in identifying risks and ensuring that individuals are in a condition that supports a safe and productive work environment, directly contributing to occupational health and safety standards.
When filling out a Drug Screen form, it’s essential to pay attention to detail and follow specific guidelines to ensure the accuracy and validity of the screening process. Below are things you should and shouldn't do when completing the form.
Do:
Don't:
When navigating the complexities of Federal Drug Testing Custody and Control Forms, a number of misconceptions often arise. Understanding these can ease concerns and clarify the procedure for individuals undergoing testing.
This belief misunderstands the broad application of drug testing mandates. Federal guidelines dictate a variety of circumstances under which testing is required, extending beyond reasonable suspicion. This includes pre-employment screening, random testing, testing following accidents, and as part of the return-to-duty process or ongoing follow-up. These protocols aim to ensure safety and compliance within industries, not to single out individuals based on suspicion alone.
Contrary to some beliefs, the testing is highly regulated and specific. The form outlines particular substances for which testing is authorized, including THC, COC, PCP, OPI, AMP among others, with provisions to include or exclude certain substances as per applicable laws or organizational policies. This counters the notion that employees could be tested for a broad, undefined range of substances, highlighting the structured and regulated nature of this process.
Another common misconception is that a positive test result automatically results in job loss. In truth, the consequences of a positive result vary widely and can include options such as rehabilitation and additional follow-up testing, especially in the context of return-to-duty processes. Employers often have policies that are designed to support rather than penalize employees, promoting a safe and healthy work environment.
The handling and dissemination of test results are subject to strict confidentiality regulations. Information regarding the outcome of a drug test is shared with authorized entities only, such as the employer, the Medical Review Officer (MRO), and possibly the Department of Transportation (DOT) or other relevant agencies depending on the specific regulatory context. This limited sharing serves to protect the privacy of individuals undergoing testing.
Overall, understanding these key aspects of the Federal Drug Testing Custody and Control Form can demystify the process and highlight the procedural safeguards designed to ensure fairness, accuracy, and privacy.
When dealing with the Federal Drug Testing Custody and Control Form, there are several critical aspects to keep in mind to ensure the process is handled correctly and efficiently. Below are four key takeaways about filling out and using the Drug Screen form.
Adherence to these guidelines will help ensure the drug screening process is conducted professionally, fairly, and in compliance with federal regulations. This not only facilitates a smooth testing process but also supports the accuracy and reliability of the results obtained.
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