Fill Out a Valid DA 4856 Form

Fill Out a Valid DA 4856 Form

The DA 4856 form is a developmental counseling form used by the U.S. Army. It serves as a way for leaders and their subordinates to document and track counseling sessions. This form is crucial for the professional development and personal growth of individuals within the Army.

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In the military, clear communication and documentation are paramount, especially when it comes to the professional development and welfare of soldiers. Among the various forms and documents used, the DA 4856 form stands out as a crucial tool in the army's administrative arsenal. This form, often referred to as the "Developmental Counseling Form," serves a dual purpose: it is a means for leaders to document counseling sessions with their subordinates covering a wide range of topics, and it acts as a guide for structured personal development and performance improvement conversations. These sessions can range from routine performance reviews and goal setting to addressing specific concerns or incidents. The form is designed to ensure that every soldier receives the guidance, support, and feedback necessary to grow professionally within the military structure. With sections dedicated to identifying the purpose of the counseling, outlining a plan of action, and setting forth a follow-up plan, the DA 4856 form is a comprehensive tool that facilitates effective communication between military personnel, enhancing the overall effectiveness and readiness of the force.

Document Example

 

DEVELOPMENTAL COUNSELING FORM

 

For use of this form, see ATP 6-22.1; the proponent agency is TRADOC.

AUTHORITY:

DATA REQUIRED BY THE PRIVACY ACT OF 1974

5 USC 301, Departmental Regulations; 10 USC 3013, Secretary of the Army.

PRINCIPAL PURPOSE:

To assist leaders in conducting and recording counseling data pertaining to subordinates.

ROUTINE USES:

The DoD Blanket Routine Uses set forth at the beginning of the Army's compilation of systems or records notices also

 

apply to this system.

DISCLOSURE:

Disclosure is voluntary.

 

PART I - ADMINISTRATIVE DATA

Name (Last, First, MI)

Organization

Rank/Grade

Date of Counseling

Name and Title of Counselor

PART II - BACKGROUND INFORMATION

Purpose of Counseling: (Leader states the reason for the counseling, e.g. Performance/Professional or Event-Oriented counseling, and includes the leader's facts and observations prior to the counseling.)

PART III - SUMMARY OF COUNSELING

Complete this section during or immediately subsequent to counseling.

Key Points of Discussion:

OTHER INSTRUCTIONS

This form will be destroyed upon: reassignment (other than rehabilitative transfers), separation at ETS, or upon retirement. For separation requirements and notification of loss of benefits/consequences see local directives and AR 635-200.

DA FORM 4856, JUL 2014

PREVIOUS EDITIONS ARE OBSOLETE.

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Plan of Action (Outlines actions that the subordinate will do after the counseling session to reach the agreed upon goal(s). The actions must be specific enough to modify or maintain the subordinate's behavior and include a specified time line for implementation and assessment (Part IV below)

Session Closing: (The leader summarizes the key points of the session and checks if the subordinate understands the plan of action. The subordinate agrees/disagrees and provides remarks if appropriate.)

Individual counseled:

 

I agree

Individual counseled remarks:

disagree with the information above.

Signature of Individual Counseled:

Date:

Leader Responsibilities: (Leader's responsibilities in implementing the plan of action.)

Signature of Counselor:

Date:

PART IV - ASSESSMENT OF THE PLAN OF ACTION

Assessment: (Did the plan of action achieve the desired results? This section is completed by both the leader and the individual counseled and

provides useful information for follow-up counseling.)

Counselor:

 

Individual Counseled:

 

Date of

 

 

 

 

Assessment:

Note: Both the counselor and the individual counseled should retain a record of the counseling.

DA FORM 4856, JUL 2014

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Form Breakdown

Name of Fact Detail
Nature of the Form The DA 4856 is known as the Developmental Counseling Form used by the U.S. Army.
Purpose It serves as a record of counseling sessions between leaders and their subordinates, intended to guide and develop soldiers both personally and professionally.
Users Primarily utilized by U.S. Army leaders and personnel.
Components The form comprises sections for documenting administrative data, the background of the counseling session, a plan of action, and session closing notes, including leader responsibilities and individual responsibilities.
Accessibility DA 4856 is available online and can be digitally filled out or printed for manual completion.
Governing Law This form is governed by military regulations and directives, not by state law, making it uniformly applicable across all states for military use.
Privacy Information recorded on the form is subject to the Privacy Act of 1974, ensuring that personal data is handled securely.
Retention Period Counseling records like the DA 4856 are generally maintained for a specific period as determined by Army record-keeping policies before they can be disposed of.
Revisability The form is subject to updates and revisions by the Department of the Army to adapt to changing policies and counseling needs.

DA 4856 - Usage Guide

Filling out the DA 4856 form is an essential process for documenting counseling sessions within the military. This form requires attention to detail and accuracy to ensure all information is captured correctly. The following steps provide a guide to complete the form effectively.

  1. Begin by entering the date of the counseling session in the top right corner of the form.
  2. In section I, fill in the personal information of the individual being counseled, including their name, rank, and date of birth.
  3. Include the organization to which the individual belongs and their current duty title.
  4. In section II, outline the reason for the counseling, selecting from the options provided or specifying under "Other".
  5. Detail the background information that led to the counseling session in the space provided. This should include relevant events or behavior leading up to the counseling.
  6. In the Key Points of Discussion field, list the main topics that were addressed during the session. Be thorough and concise.
  7. Section III allows the counselor to provide a plan of action. Here, recommend steps the individual should take to improve or resolve the situation.
  8. The leader responsibilities section should detail what support the leader will provide to ensure the plan of action is feasible.
  9. Both the counselor and the individual being counseled must sign and date the form, acknowledging the content and committed actions.
  10. Lastly, review the completed form for accuracy and completeness before filing it according to your unit's protocol.

Once the DA 4856 form is filled out and signed, it serves as a record of the counseling session and the agreed-upon plan of action. This document can be referenced in future assessments of the individual's development or decision-making related to their role.

More About DA 4856

What is a DA 4856 form?

The DA 4856 form, commonly known as the Developmental Counseling Form, is a document used by the United States Army. It records counseling sessions between leaders and their subordinates. This form is critical for documenting progress, addressing concerns, and setting goals for personnel development.

Who uses the DA 4856 form?

Army leaders at all levels use the DA 4856 form. This includes commissioned officers, warrant officers, and non-commissioned officers (NCOs). They utilize this form to conduct formal and informal counseling sessions with the soldiers under their command to guide their professional development and personal growth.

What type of information is recorded on the DA 4856 form?

The form records various types of information, such as the date of the counseling, personal details of the counselee, the purpose of the counseling session (such as professional development or corrective training), key points of discussion, a plan of action, leader responsibilities, and the individual's assessment of the plan. Additionally, both the leader and the subordinate must sign the form, acknowledging the counseling session and agreeing on the way forward.

Is the DA 4856 form confidential?

Yes, to a certain degree. The DA 4856 form is meant to be a private record between the leader and the subordinate. However, while it is intended for internal use within the Army, the form may be accessed by relevant military personnel as necessary. It's important for both parties involved to handle these documents with the appropriate level of discretion and confidentiality.

How is the DA 4856 form filed and stored?

After completion, the DA 4856 form is usually filed in the individual's Army Military Human Resource Record or local personnel file, depending on the specific regulations of the unit. These records are maintained securely to ensure confidentiality and are kept for a specified period as required by military regulations before being disposed of appropriately.

Can the DA 4856 form be challenged or appealed?

If a soldier disagrees with the content of their counseling session as recorded on the DA 4856 form, they can express their concerns during the session and request a clarification or amendment. Additionally, they have the right to submit a rebuttal or appeal according to Army regulations if they believe the counseling was unjust or incorrect. The process for this would typically be outlined by their unit's standard operating procedures.

What happens if a DA 4856 form is not properly filled out?

If a DA 4856 form is not properly filled out, it may not serve as an effective tool for documentation and can lead to misunderstandings or disputes about what was discussed during the counseling session. Incomplete or inaccurately filled forms may also impact a soldier's career progression or lead to administrative complications. Therefore, it's crucial for both parties to ensure that the form is filled out accurately and thoroughly.

Common mistakes

Filling out the DA 4856 form, also known as the Developmental Counseling Form, can sometimes be tricky, and mistakes are not uncommon. A common error involves the personal information section. People often rush through this part, thinking it's straightforward, but errors here can lead to significant confusion down the line. Incorrect or missing Social Security numbers, unit information, and ranks can derail the intention of the document, causing delays and sometimes necessitating a complete do-over.

Another frequent stumble is not being specific enough in the Plan of Action section. This area is crucial because it outlines the steps the individual agrees to take following the counseling session. Vague or generic plans lack the accountability and clarity needed for real progress. It's essential to detail specific actions, deadlines, and expectations to ensure a clear path forward is established.

On the flip side, some people provide too much detail in the Key Points of Discussion section. While it's important to cover all relevant topics, overloading this section with every minor detail can dilute the focus on major issues. The form should capture the essence of the discussion, focusing on critical points and decisions rather than becoming a transcript of the entire session.

There's also a common oversight in the Counselor's Responsibilities section. Counselors sometimes forget to add their own follow-up actions or to specify the support they'll provide to help the individual meet their goals. This part of the form is vital for creating a partnership between the counselor and the individual, reinforcing the idea that success is a shared responsibility.

A mistake often seen towards the end of the form is not properly specifying the desired outcomes in the Assessment section. It's important not just to list the goals but also to describe how progress and success will be measured. Without this, it's challenging to evaluate the effectiveness of the counseling or to know when a follow-up should occur. Clear, measurable outcomes are key to effective counseling and follow-through.

Documents used along the form

The DA 4856 form, commonly known as the Developmental Counseling Form, is a vital document used in the United States Army. It serves as a tool for counseling sessions between leaders and their subordinates, designed to document the details of those sessions, including plans of action and assessment of progress. Alongside the DA 4856, there are several other forms and documents that are often utilized within the military counseling and administrative process. These documents complement the DA 4856 by providing additional structure, evidence, or specificity to the counseling process. Understanding these supplementary documents can offer a more comprehensive view of the administrative procedures within military counseling.

  • DA Form 4187: Known as the Personnel Action form, it's used to request a variety of personnel actions, such as reassignments, special pay, and reclassifications. This form can be a follow-up to counseling sessions where specific administrative actions are recommended.
  • DA Form 6: The Duty Roster form is used to record duties assigned to military personnel. It can be associated with counseling sessions focusing on duty performance or work schedule adjustments.
  • DA Form 31: Also known as Request and Authority for Leave, this form is often discussed during counseling sessions that involve personal issues requiring leave from duty, ensuring that leave is properly documented and approved.
  • DA Form 2823: The Sworn Statement form is used to document formal statements regarding incidents or behaviors. It might be filled out in conjunction with counseling sessions that address specific events or concerns.
  • DA Form 638: This form is for recommending awards and decorations for Army personnel. It could be utilized following counseling sessions that result in recognition of achievements or exemplary behavior.
  • DA Form 5500 (Male) and DA Form 5501 (Female): These Body Fat Content Worksheets are used to document and monitor soldiers' body fat. Counseling sessions that focus on physical fitness or health issues might require completion of these forms to ensure compliance with Army standards.

While the DA 4856 form serves as the core document for developmental counseling in the Army, the associated documents mentioned provide a framework for actionable follow-ups, documentation of specific instances, and recognition of achievements. They collectively enable a thorough and structured approach to managing and supporting the diverse needs of military personnel. Knowledge and utilization of these forms ensure that leaders can effectively guide their subordinates through their careers while maintaining meticulous records of their development and administrative actions taken.

Similar forms

The DA 4856 form, widely recognized in the military as a Developmental Counseling Form, serves a pivotal role in providing structured guidance and feedback to service members. It's not unique in its purpose of documenting interactions geared towards improvement and accountability. A document sharing similarities in the civilian sector is the Performance Improvement Plan (PIP). A PIP is typically used by employers to outline specific areas where an employee's performance is falling short and provides a structured plan for improvement, including goals, expectations, and a timeline for achieving these improvements, mirroring the DA 4856's focus on developmental goals and timelines.

Similarly, the Individual Education Plan (IEP) used in the educational system bears a resemblance to the DA 4856 form. The IEP is designed to provide a personalized educational plan for students with disabilities, outlining the support and services the student will receive to succeed in school. Like the DA 4856, it involves setting specific objectives, tracking progress, and adjusting the plan as necessary to meet the individual's needs, facilitating a tailored approach to development and achievement.

The Employee Counseling Form is another document with functions comparable to the DA 4856 form. Used by many organizations to document counseling sessions between a supervisor and an employee, it outlines the nature of the issue being addressed, suggestions for improvement, and the expectations moving forward. This form, much like the DA 4856, provides a record of the conversation and a clear path towards resolution and development, ensuring both parties understand the steps necessary for improvement.

The Coaching Plan is also akin to the DA 4856 form in its purpose and application. Designed to help individuals develop specific skills and achieve their personal and professional goals, a coaching plan outlines the action steps, resources, and timelines for achieving these goals. It emphasizes a collaborative relationship between the coach and the individual, similar to how the DA 4856 facilitates a constructive dialogue between a leader and their subordinate aimed at professional growth and development.

Another document reflective of the DA 4856's objectives is the Mentorship Agreement. This agreement outlines the expectations, goals, and responsibilities of both the mentor and mentee within a mentorship relationship. It shares the DA 4856's commitment to professional development through structured guidance, feedback, and support, aiming to foster growth and advancement within a specific context, whether career-oriented or personal improvement.

Lastly, the Corrective Action Plan (CAP) parallels the DA 4856 form in its focus on identifying issues, outlining steps for improvement, and establishing benchmarks for success. Typically used in project management or policy compliance scenarios, the CAP provides a systematic approach to addressing shortcomings and preventing recurrence. It encapsulates the essence of the DA 4856 by promoting accountability and proactive improvement, with a structured framework for monitoring progress and measuring outcomes.

Dos and Don'ts

The DA 4856 form, known as the Developmental Counseling Form, is an important document used within the U.S. Army to document counseling sessions between leaders and their Soldiers. Filling this form out correctly is crucial for it to serve its intended purpose. Here are five things you should do and five things you shouldn't do when completing the form:

Things You Should Do

  1. Ensure all personal information is accurate. This includes the name, rank, and any other identifying information of both the counselee and the counselor.

  2. Be specific about the purpose of the counseling. This could include performance evaluation, professional growth advice, or addressing any concerns.

  3. Detail the plan of action. Clearly outline the steps the counselee should take to improve or address the counseling issue.

  4. Include follow-up measures. Specify any follow-up action and the timeframe for completion to ensure accountability.

  5. Review and sign the form. Both the counselor and the counselee need to sign the DA 4856 form to acknowledge the counseling session and its contents.

Things You Shouldn't Do

  • Don't leave sections blank. If a section doesn't apply, indicate this with "N/A" (not applicable) instead of leaving it empty.

  • Don't use vague language. Be as clear and specific as possible to avoid misunderstandings.

  • Avoid discussing irrelevant personal issues. Keep the counseling focused on the topic at hand.

  • Don't forget to provide a copy to the counselee. It's important for both parties to have a record of the counseling session.

  • Avoid using the form as a disciplinary tool. While it may address areas needing improvement, its primary aim is developmental.

Misconceptions

When discussing the DA 4856 form, which is commonly used for Developmental Counseling in the military, there are widespread misconceptions. Let’s clear the air on these topics to ensure everyone has accurate information.

  • It’s only for negative counseling: Many believe that the DA 4856 form is solely for reprimanding soldiers when, in fact, it’s also utilized for positive reinforcement, setting goals, and career development discussions. It’s a valuable tool for leadership and mentorship within the military.

  • It can be filled out by anyone: While it may seem that any military member can complete the form, it’s actually reserved for leaders who have received the proper training on how to conduct a counseling session effectively. This ensures the process is beneficial and conducted correctly.

  • Once signed, it can’t be disputed: Soldiers have the right to contest the information or decisions documented on the DA 4856. If they disagree with the counseling, they can note their objections in the session closing section of the form or seek further guidance through their chain of command.

  • It’s only a formality: Some might think that filling out the DA 4856 is just procedural, but it’s actually a critical component of professional development and communication within the Army. It ensures a clear, documented understanding between a soldier and their leader about performance, expectations, and future goals.

  • It’s only for active-duty soldiers: The DA 4856 form is not exclusive to active-duty personnel. It’s also used within other components of the Army, such as the Army Reserve and the National Guard, for the same developmental and corrective purposes.

  • Digital signatures are not accepted: With advancements in technology and the move towards digital documentation, digital signatures are indeed accepted on the DA 4856 form. This facilitates a more efficient process, allowing for remote counseling sessions as necessary.

  • Only negative counseling needs to be documented: There’s a common misconception that only sessions where a soldier is being reprimanded need to be recorded. Positive counseling sessions, where achievements and strengths are discussed, should also be documented to provide a full picture of a soldier’s development and morale.

All in all, the DA 4856 form is a versatile document crucial for the growth and development of military personnel. Understanding its purpose and functionality can help dispel misconceptions and foster a positive leadership environment.

Key takeaways

The DA 4856 form, often known as the Developmental Counseling Form, plays a crucial role in the communication between supervisors and subordinates in the Army. It's used to document counseling sessions provided to service members, covering a wide range of topics from professional development to personal issues that might affect their service. Understanding the correct way to fill out and utilize this form is essential for maintaining an effective and supportive environment. Below are seven key takeaways to consider when dealing with the DA 4856 form.

  • Ensure Accuracy: When filling out the form, it's vital to provide accurate and comprehensive information. Every detail, from the date to the individual's personal information, must be correct to ensure the form's validity and usefulness in counseling.
  • Confidentiality is Key: Respect for privacy and confidentiality is paramount. Information discussed and recorded on the DA 4856 must be handled with the utmost discretion to maintain trust and integrity within the counseling relationship.
  • Be Specific: Specificity aids in clear communication. When documenting the purpose of the counseling, objectives, and suggested plan of action, being specific helps in creating a clear, actionable path for improvement or resolution.
  • Include Follow-Up Actions: Always outline follow-up actions and any support the service member requires. This demonstrates commitment to their development and provides a clear plan for progress tracking.
  • Utilize Active Listening: Though not directly related to the form itself, active listening during the counseling session is crucial. It ensures understanding and empathy, providing a basis for the accurate and meaningful completion of the form.
  • Review Together: Once the DA 4856 form is filled out, review it together with the service member. This ensures both parties agree on what was discussed, the objectives set, and the action plan moving forward.
  • Secure Storage: After completion, store the DA 4856 form securely. It contains sensitive personal information and should be treated with the same level of confidentiality as any other personal record within the military.

In conclusion, the DA 4856 form is a valuable tool for fostering communication and development within the military. Handling it with care, precision, and respect ensures that it serves its purpose effectively, supporting the growth and wellbeing of service members.

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